India
is an important maritime state. We see this from our geography, our
history, our ancient seafaring and shipbuilding traditions and our
commercial and trade ties. Yet, at the same time, there appears to be a
lack of a basic appreciation of the security aspects of maritime
interactions and enterprise over the years.
The lengthy mainland Indian
peninsula, surrounded by the Arabian Sea and the Bay of Bengal, thrusts
deep into the Indian Ocean. Our island territories are spread far and wide
and some are far closer to other countries than to the Indian mainland. In
fact, countries like Indonesia and Thailand, with which we share maritime
boundaries, are our "immediate" neighbours. In accordance with
the International Law of the Sea (UNCLOS III, 1982), the peninsula
and island territories provide us with a vast and expanding "maritime
space".
Geographically, India lies astride
the major Sea Lanes of Communication (SLOC) in the Indian Ocean-providing
it with considerable strategic importance and potential. The vast
proportion of our foreign trade - 97% in volume and 76% in value terms -
is sea-borne. It is interesting to recall that in 1951, the first British
Chief of post - Independent India’s Navy, Vice Admiral Edward Parry, has
stated that India is "an island in that she is nearly inaccessible
across her land frontiers". Over centuries, maritime interactions
have influenced the course and direction of India’s destiny and
prosperity.
The "father" of Indian
maritime history, K M Panikkar, writes that from the earliest times till
at least the arrival of the Portuguese in the early 16th century, Indian
interests were preponderant in the Indian Ocean. Indian ships for most of
the time, that is, till the beginning of the 14th century, had the lion’s
share of traffic while the Arabs and Chinese freely participated in the
trade. The South-East Asian empire of the Sri Vijayas is but one episode
in the long history of India’s links with South-East Asia which are
civilisational comprising centuries-old cultural, religious, commercial
and linguistic ties.
Nonetheless, there remained
insufficient appreciation of our maritime security. Scholars ascribe this
to a number of reasons. Firstly, the absence of any requirement to build
and maintain a strong naval force in view of the trade-dominated
interactions within the Indian Ocean. After the great Chola dynasty,
which had a fleet largely for the protection of trade, the Marathas were
the first to consciously possess, and employ, a naval force. Secondly,
coastal dynasties, such as that of the Zamorin (King) of Calicut, had a
preponderance of small fast boats but lacked large vessels for operations
at some distance from the coast. Thirdly, the inability to keep pace with
evolving naval technologies of warfare in relation to western navies.
Panikkar begins his classic study, India
and the Indian Ocean : An Essay on the Influence of Sea power on History,
with the declaration of Khaireddin Barbarosa to Sultan Suleiman the
Magnificient in the early 16th century : "He who rules on the sea
will shortly rule on the land also". He further goes on to say that
India’s history illustrated this principle better than that of any other
country. As a matter of fact, India never lost her independence till she
lost the command of the sea to the Portuguese in the first decade of the
16th century. This took place as a result of the crucial battle off Diu
(1509) between the naval forces of the Portuguese and the Zamorin of
Calicut. Although this battle actually proved inconclusive, the subsequent
departure of the Ottoman fleet under the Egyptian Admiral Mir Hussein led
to Portuguese naval supremacy in India. In the earlier battle off Cochin
(1503), the Zamorin had superiority in naval strength but lacked an
ocean-going navy and was, therefore, unable to destroy the enemy fleet.
Thus, without any decisive battle, the supremacy of the sea passed to the
Portuguese. In effect, the battle off Cochin and the engagement off Diu
are the most significant events in Indian maritime history.
Dominance over the Indian Ocean
subsequently passed to the British, with the departure of the French de
Suffren from India (1783) and Nelson’s victory at Trafalgar (1805). The
Mughals remained blissfully unaware of the importance of sea-power to the
empire. Consequently, India’s maritime, and what existed of its naval,
capabilities were in no position to prevent subjugation by the British. It
was clear that the British would control the Indian Ocean through the
Royal Navy. There was no requirement for an indigenous Indian navy in this
scheme of things till the late 1920s when Admiral Katari entered the
training ship Dufferin. However, the neglect of naval-power
development persisted, partly due to the focus on land oriented warfare in
an adversarial neighbourhood with a predominance of land forces and the
consequent absence of a naval threat. This was borne out by subsequent
events.
In short, Indian security
considerations continue to be dominated by developments on land with
maritime affairs being perceived merely as an extension of these
activities. Although there were notable exceptions such as the intrusion
of the nuclear-armed U S aircraft carrier-led task force into the Bay of
Bengal during the 1971 war, they remained just that—exceptions to the
rule.
Time has come for us to appreciate
the challenges to our maritime security. Maritime security issues are of
both a military and a non-military nature. It is, therefore, necessary to
take both these components into account for a proper understanding of
their collective impact on national security. In this context, ports,
shipping and imports of energy resources, for example, should be seen as
critical dimensions of maritime security.
In the emerging security
environment, India’s dependence on the sea will increase in terms of
trade, energy resources, shipping, sustainable exploitation of marine
resources and ocean research and exploration. Its transportation routes
will be increasingly vulnerable to disruption and a range of criminal and
clandestine activities. The continuing militarisation of the Indian Ocean
and the dynamic role of technology on naval warfare will also impact upon
the country. It is imperative, therefore, that maritime security issues
are perceived in a holistic, not a compartmentalised, manner.
The geo-political environment in our
immediate neighbourhood of the Indian Ocean is currently in a state of
high tension and increased naval and military-related activity. This
follows the tragedy of the September 11 terrorist attacks on New York and
Washington. In the last few days we have seen, on our television screens,
the arrival of American, British and other warhips from countries far and
wide. They have travelled through the Suez Canal on our west and the
Straits of Malacca and Singapore in our east, to deploy in the Arabian
Sea.
The presence of these warships to
fight against the forces of terrorism in a landlocked state hundreds of
miles from the coast, points to the very essence of maritime power - the
flexibility, mobility and reach of lethally armed and equipped naval
forces. In modern day warfare, these forces provide the US and its allies
the capability to carry out relatively accurate military strikes in a
sustainable, and if required, variable manner. In the absence of actual
naval and military operations, the very presence of these forces sends a
strong and unambiguous message to their adversaries. They serve as an
important lesson to us in terms of the potential, efficacy and
multipurpose nature of naval power. Some countries in our neighbourhood
also have ambitions in the Indian Ocean.
Over the years, the Indian Navy has
developed into a multi-dimensional force with lethal weaponry and sensors,
and enhanced reach. It has encouraged indigenisation of technology and
production. Its modernisation continues to keep pace with rapidly
advancing technologies and doctrines of modern warfare. Three elements
appear to be at the core of the Indian Navy’s doctrine - the development
of rapid reaction manoeuvrability, along with the concentration of
firepower; land-attack capability to influence the war on land and naval
diplomacy.
The latter was most visible during
the first International Fleet Review hosted by the Indian Navy last
February which was attended by 24 warships from 19 countries. In addition,
ten other countries sent senior naval representatives. Appropriately
enough, it was called "Bridges of Friendship". Apart from this,
it could be relevant here to recall the seizure of the
Japanese-owned/Panamanian-registered freighter, the MV Alondra Rainbow,
from pirates in the Arabian Sea in late 1999 by the Navy and the Coast
Guard.
The naval battlefield environment is
changing rapidly. The Information Age has spawned the ‘revolution in
military affairs’ (RMA) which is producing new lethal weapon systems and
facilitating the militarisation of outer space and cyber-related crime.
The RMA, in turn, has spawned the ‘revolution in naval affairs’ (RNA)
which has greatly enhanced night capabilities, yielded precision weapons
and seamless communication networks, and considerably reduced response
time for naval forces. Stealth technology remains critical. The Indian
Navy will need to incorporate these aspects in its war-fighting doctrine.
India has to step up surveillance
and protection of India’s vast coastline of 7,516 kms as well as its EEZ.
Clandestine infiltration and arms drops by Pakistan take place on the
Gujarat and Maharashtra coasts. The problems created by the Liberation
Tigers of Tamil Eelam (LTTE) along the Tamil Nadu coast are well known.
The Arabian Sea and the Bay of Bengal are also increasingly vulnerable to
a range of criminal and clandestine activities. These include smuggling,
arms and narcotics trafficking (hand maidens of terrorism), illegal
fishery activities, piracy attacks, theft, fraud and other crimes and
illegal activities at sea. Coastal security was one of the issues
addressed by the Group of Ministers (GoM) in its report, Reforming the
National Security System (2001). Its recommendations include the up-
gradation of the Coast Guard and the establishment of specialised marine
police in all coastal states and island territories. These are currently
under implementation.
India’s thousand-plus island
territories and rocks are largely uninhabited and lie at considerable
distances from the mainland in proximity to other countries. The Andaman
and Nicobar islands are particularly vulnerable to clandestine activities
and illegal infiltration and occupation. Militancy in both Myanmar and
Indonesia have an adverse impact on these islands.
Since 70% of our energy requirements
of crude oil are currently shipped from abroad, increased focus would be
required on the ability to maintain the safety and security of energy
shipments and the prevention of any disruption of supply. Special
attention would also need to be given to shipping in the Gulf of Cambay
and Kutch. Also, as 19% of our oil demands are generated by offshore
basins, the defence of maritime assets and infrastructure is critical.
Protection of over 150 process and well platforms at sea, operating beyond
the EEZ in the near future, would also be required.
Following the September 11 attacks,
the possibility of maritime terrorism is of increasing concern. The
hijacking of the passenger ship,the Achille Lauro, in 1988 brought
terrorism at sea to the forefront of international condemnation and
resulted in the Rome Convention for the Suppression of Unlawful Acts
against the Safety of Maritime Navigation (1988). A terrorist attack on
ships carrying dangerous and hazardous cargo such as a liquified natural
gas (LNG) tanker, especially in port, would result in considerable human
and material damage as well as environmental destruction over a wide area
of land and sea. The LNG regasification terminals under
construction/planned in India, as well as existing oil refineries and
petrochemical complexes, are especially vulnerable to sabotage. The mining
of narrow sea-lanes or approaches to ports will also remain a source of
concern. Suicide missions on naval and maritime-related economic targets
have taken place in neighbouring Sri Lanka.
Some of the major policy challenges
to India’s maritime security include the surveillance and security of
the extended maritime zone, an increase in domestic shipping tonnage,
enhanced effectiveness of both major and minor ports and the strengthening
of regulatory and enforcement mechanisms in India’s maritime zones.
India’s maritime zones, over which
it has certain rights and obligations, include a territorial sea upto 12
nm (22 kms) from the baseline, a contiguous zone from 12 to 24 nm (22-44
kms), an Exclusive Economic Zone (EEZ) from 12 to 200 nm (22-370 kms) and
a continental shelf upto 200 nm, as well as upto 350 nm if certain
conditions apply; the latter called the Outer Continental Shelf (OCS).
These zones currently comprise 2.013 million sq km area of sea which is
the 12th largest in the world and equivalent to two-thirds of the total
land area. With the inclusion of the deep seabed mining area in the
central Indian Ocean, lying only 370 kms from American naval and military
facilities on Digo Garcia, and the formal delineation of the OCS by 2005,
the total area of India’s maritime zones could well be equivalent to
India’s total land area. In effect, this would provide India with
sovereign rights over all non-living resources and sedimentary organisms
within 650 kms from the coast, where applicable. This, indeed, is a vast
"maritime space" and strategic space for India.
Over the years, India has
successfully demarcated its maritime boundaries with Indonesia, Maldives,
Myanmar, Sri Lanka and Thailand. However, maritime boundaries with
Pakistan and Bangladesh remain to be demarcated. In addition to a military
build-up by Pakistan in the Kutch/Sir Creek area, the potential
exploitation of oil and gas in these waters, as well as offensive
patrolling at sea, could exacerbate tensions. Harassment of Indian fishers
takes place regularly.
In accordance with current trends,
domestic shipping is not keeping pace with the increasing volume of crude
oil imports with the result that the proportion of crude oil carried on
Indian bottoms will go down further from the 50% level of the late 1990s.
The share of foreign trade carried on Indian bottoms is also expected to
decrease from the current 27-30%. Moreover, the Indian shipping fleet is
ageing rapidly. We should address the issues arising from the impact of
these three factors on our national security in times of uncertainty or
hostility.
The inefficiency of ports, with low
productivity and high traffic handling times, also has a negative impact
upon the country’s economic growth and development. Whereas the Average
Ship Turn Around (ASTA) time for container ships in ports such as
Singapore is only 6-8 hours, it is as high as 3.74 days at the Jawaharlal
Nehru Port, the country’s most modern port. In 1999-2000, India’s 11
major ports handled 272 MT of traffic, with a total capacity of only 258
MT. With globalisation and liberalisation, our exports are expected to
increase considerably. This will necessitate additional port capacities to
cater to the growing volume of exports and, indeed, of foreign trade.
The regulatory mechanisms in India’s
maritime zones need to be strengthened by the enactment of new legislation
and enforced by setting up mechanisms for implementation. This could
include the promulgation of anti-piracy laws, legislation for the
exploitation of mineral resources and the designation of Marine Protected
Areas (MPA). Some of the other important policy challenges to maritime
security include scientific research in Antarctica, the ability to deal
with dual-use scientific data and products, the protection and sustainable
utilisation of the marine environment and the prevention, and if
necessary, quick response to pollution from land-based sources, shipping
and oil slicks.
There is currently a fragmentation
of organisations, policies and legal and enforcement measures relating to
maritime security issues. This results in overlapping of jurisdiction and
an inability to provide quick decisions or respond effectively to fast
evolving situations. Currently, as many as 12 ministries and eight
departments of the central government are involved in maritime-related
policy formulation and implementation, as are nine coastal states and four
Union Territories, with defence left to the Navy and the Coast Guard.
To deal with such a situation, a
formal mechanism for coordination among the multiple users of the sea is
urgently required. This would enable effective and time-urgent
coordination among varied maritime related ministries/departments of the
Government, as also the concerned states and Union Territories. In this
respect, the Group of Ministers' report has recommended the formation of
"an apex body for management of maritime affairs".
There should also be a concerted
focus on maritime security in India’s diplomatic bilateral/multilateral
relationships. This could take the form of a regular maritime security
dialogue with countries of the Indian Ocean Rim (IOR) to ensure the
stability of sea lanes of communication in the area which accounts for
over half the world’s merchant fleet, by tonnage. Finally, there is a
critical need to create awareness of maritime security in the country in
terms of both education and research. A specialised documentation division
for the much neglected study of Indian maritime history and naval warfare
is also required.
Technological forces are directly
impacting on international and regional security at a time when the world
is still in transition from the cold war security order to a post-cold war
security order. In the face of technological change at an unprecedented
rate, the ability to keep pace with rapid change may distinguish the
successful cultures from the not-so-successful cultures. In the last five
decades, the world has amassed more scientific knowledge than was
generated in the previous 5,000 years. The most swift advances in
technology, however, have been occurring since the late 1980s with the
advent of the Information Age, with scientific information now increasing
two-fold about every five years. It is imperative for us to stay abreast
with technological developments to safeguard our security and
decision-making autonomy. Particular attention needs to be paid to the
maritime dimensions of national security as they are linked to India’s
political stability and economic prosperity. To maximise our interests at
sea and to effectively manage the fast-paced technological developments,
we need to formulate a sophisticated proactive multi-pronged, long-term
strategy.
(Excerpted from the 11th Admiral R
D Katari Memorial Lecture conducted by the Delhi Charter of the Navy
Foundation)